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New York Marketing Standards - § 10 – Compliance Audit Checklist (Electric & Gas)
New York Marketing Standards - § 10 – Compliance Audit Checklist (Electric & Gas)
New York Marketing Standards - § 10 – Compliance Audit Checklist (Electric & Gas)
New York Marketing Standards - § 10 – Compliance Audit Checklist (Electric & Gas)
New York Marketing Standards - § 10 – Compliance Audit Checklist (Electric & Gas)

New York Marketing Standards - § 10 – Compliance Audit Checklist (Electric & Gas)

$265.81

This PDF checklist details commission rules, statutes, regulations and/or docket decisions pertaining to operational requirements within the state. It is designed to ensure that employees and agents are informed of and compliant with state regulations.

This section describes the standards that ESCOs and their marketing representatives must follow when marketing to customers in New York including rules re agent training, D2D and telephonic solicitation and TPV requirements.

*Special Note:This audit has been updated to reflect the NY PSC’s September 23, 2019 Order on Rehearing and Providing Clarification Adopting revisions to the UBPs. This audit does not reflect any of the additional rule changes in the NY PSC’s December 12, 2019 Order Adopting Changes to the Retail Access Energy Market and Establishing Further Process as this Order is subject to petitions for clarification, reconsideration, and/or rehearing. These new rule changes are not currently effective until August 10, 2020 and may be updated prior to this effective date.