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Illinois Agents, Brokers & Consultants - §§ 454.20, 454.30, 454.90, 454.100, 454.110, 454.120 and 454.140 - Compliance Audit Checklist (Electric)

Illinois Agents, Brokers & Consultants - §§ 454.20, 454.30, 454.90, 454.100, 454.110, 454.120 and 454.140 - Compliance Audit Checklist (Electric)

$167.86

This checklist details commission rules, statutes, regulations and/or docket decisions pertaining to operational requirements within the state. It is designed to ensure that employees and agents are informed of and compliant with state regulations.

This section identifies the requirements for Agents, Brokers & Consultants operating in Illinois such as code of conduct, handling and maintaining customer records and information and reporting requirements.